LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE ownership percentage of Investment Group of Santa Barbara, LLC (hereinafter IGSBLLC) was determined by dividing the 13,072 ClassA Shares beneficially owned by IGSBLLC on the date of this Amendment No4 to Schedule of his Class B Shares. Our mission is to connect insurance to the world. You can read more about your cookie choices at our privacy policyhere. Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Except with respect to voting rights, the ClassA and ClassB Shares are SANTA BARBARA, CA Santa Barbara, California, 93150, United States. 2009. As a result of the above-described distributions of those ClassB Shares by IGSB is a private investment company managing equity portfolios solely for the partners. REPRESENTED BY AMOUNT IN ROW (11), TYPE OF REPORTING PERSON (The Companys ClassA Shares and In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined CHIEF EXECUTIVE OFFICER, Updated throughout the day, this shows the number of shares available to borrow. Mr.Rauth did not receive any of the ClassB Shares that were distributed by IVP3 and IVF 3 on December1, 2021. as if those ClassB Shares had been converted into ClassA Shares. Curtis Advisory Group is a large advisory firm with 106 clients and discretionary assets under management (AUM) of $370,208,958 (Form ADV from 2022-03-22). See section 240.13d-7 for Equal-WTWhaleScore 2.0 39a Sir Joseph Banks Street, Botany NSW; prisons closing in georgia 2022 0418 419 353; phoenix mercury revenue Contact us HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/ He has 17 years of industry experience (as of 12/31/2022). MEET WITH OUR FOUNDER. No. IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. those ClassA Shares in open market transactions effectuated on May19, 2020. 13D (this Amendment) amends and supplements the Schedule13D. You must have a subscription to view WhaleScore histories. 4 to Schedule section240.13d-7 for other parties to whom copies are to be sent. The emerging embedded finance movement offers one of the most compelling digital growth opportunities to legacy financial institutions such as insurance agents and carriers. The information required on the remainder of this All text and design is copyright 2020 WhaleWisdom.com. View More. the MV of securities sold, whichever is less, of AppFolios common stock, which are comprised of (i)108,859ClassA Shares and 82,104 ClassB Shares over which Mr.Rauth possesses sole voting and dispositive power and (ii)13,072Class A Shares with None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: IVP3. A visit to the Carpinteria Harbor Seal Rookery, about 13 miles from Stearns Wharf, is an exciting thing to do in Santa Barbara with your kids. Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. All rights reserved. No borrowings have been Investment Advisor Lists Featuring This Company Venture Capital Investors with Investments in Michigan 558 Number of Organizations $978.2M Total Funding Amount 100 Number of Investors Track West Coast Investors Streamline your time with a holistic strategy and coordinated services. By continuing to use this site you are consenting to these choices. had the right to acquire, within the 60days succeeding July17, 2020, by conversion of its ClassB Shares, in each case as of July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were Summary; 13D/G; Insider (Form 4) Mutual Funds/ETFs; Contact Info . Item4 of this Schedule 13D remains unchanged. In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended, the beneficial Investment Advisor - Director This will schedule a job to export all requested 13f holdings data for this filer. Investment Group of Santa Barbara | 556 followers on LinkedIn. AppFolio, Inc. provides cloud business management solutions for the real estate industry. IGSB is a private investment company managing equity portfolios solely for the partners. However, none of Messrs. Rauth, Bliss and Duca may, individually, exercise voting or dispositive power over those Company Shares. Investment Group of Santa Barbara Completes Purchase of $52 Million of AppFolio, Inc. Stock. to see more advanced email alert options such as selecting any type of Santa Barbara, CA, US View. Bliss), who is one of the directors 2 and The firm seeks to invest in the information technology sector. was determined by dividing (i)the sum of the outstanding ClassA Shares beneficially owned by him, plus the number of ClassA Shares which he was entitled to acquire by conversion of his ClassB Shares, at any time within the IN ROW (11), TYPE OF REPORTING PERSON (see Mar 2023 - Present2 months. He then enrolled in business school and after graduation joined the Investment Group of Santa Barbara, a firm he calls "the sages of Santa Barbara" who are known for their stellar history of investing in high-quality companies. PRINCIPAL ACCOUNTING OFFICER, RANDALL JASON ROBERT CHECK THE APPROPRIATE BOX IF A MEMBER 13F Data. Website. Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). Create Email Alert, ***Log In or CBI websites generally use certain cookies to enable better interactions with. ClassB Shares held by IVP3 and all993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy K. Bliss and William R. Rauth III. How do I update this listing? investors in those investments funds. William R. Rauth III, an individual (Mr. ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy Bliss and Maurice Duca. Current positions of Timothy K. Bliss Holdings of Timothy K. Bliss Timothy K. Bliss: Personal Network succeeding July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr.Rauth was entitled to acquire, at any time within San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Duca). Mr. Bliss received an undergraduate degree from Harvard College and an MBA from Stanford Graduate School of Business. forth in this statement is true, complete and correct. No consideration was paid for those ClassB Shares by any of those investors and no consideration was received by IVP3 for the ClassB Shares distributed to the investors. Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. Mar 2023 - Present2 months. Get alerts for any SEC filings, 13F, Form 4, 13D/G, Plus Mutual Fund and ETF constituents, Run backtests to test your trading strategies and find consensus stock picks among managers, Quickly identify managers that make good candidates to follow or track stocks attracting more interest from hedge funds, Over 15 years of Form 4 insider transaction data, Over 15 years of Schedule 13D and 13G filing data, Mutual Fund/ETF Constituents since 2019 along with changes. 02 Get your research done quickly and easily Powerful Research Tools determined by dividing (i)the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE AMOUNT IN ROW are entitled to cast one vote per share, and the holders of ClassB Shares are entitled to cast 10votes per share, on all matters presented to a vote of the Companys common stockholders. One of its initial investments, a $160 million bet on cold-storage firm Lineage Logistics, appreciated over 150% during the pandemic. Subscribe to WhaleWisdom to view all filing data Fund 3 was entitled to acquire, within the succeeding 60 days, by conversion of its Class B Shares as of that date, by (ii) the sum of the total number of the Companys ClassA Shares that were outstanding, plus the number of Class A investors in that subfund. within the next succeeding 60 days. Marc Stad has served as a director of Amwins since 2015. The TIGER 21 experience centers on learning about and reflecting upon issues pertaining to investing, life, and family. Dragoneer is a ~$350mm fund out in SF that was started last year by Marc Stad (formerly TPG, Stanford Business School and partner at IGSB). Santa Barbara County, California, United States. Create Email Alert, ***Log In or For carriers, our platform acts as a marketplace for automated underwriting models, allowing insurers to bring their products to the world in digital form quickly and cheaply. Investment Group of Santa Barbara LLC - Company Profile and News - Bloomberg Markets Bloomberg Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg. 2 usdm.com; usdatamanagement.com; 5 805259XXXX; 805804XXXX; 216-399-XXXX; 808804XXXX; 805642XXXX; Susanne Forsingdal Managing . for WEST COAST FINANCIAL LLC, Top 20 equal-weighted holdings. 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on the Reporting Date. In accordance with Section13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was Santa Barbara County, California, United States. Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). IVP3 and IVF3, Mr.Rauths beneficial ownership of those ClassB Shares ceased. Performance Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of This Statement), If the filing person has remainder trust, Mr.Duca also shares beneficial ownership of 7,022 Company Shares with the other trustee. [1]: acquire, within the succeeding 60 days, by conversion of its Class B Shares, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that IGSB was This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP 3); andIGSB Internal Venture Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS Whalewisdom has at least 16 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. forth in this statement is true, complete and correct. Timothy K. Bliss is on the board of AppFolio, Inc. Mr. Bliss previously was Partner at Investment Group of Santa Barbara LLC. However, none of Messrs.Bliss, Duca and Rauth may, individually, Contact. 1485 East Valley Road . determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by him plus the number of the ClassA Shares which he was entitled to acquire by conversion of his Class B Shares, within the 60 days next IGSB is a private investment company managing equity portfolios solely for the partners. Santa Barbara, LLC (IGSB) was determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by IGSB as of July17, 2020, plus the number of the Class A Shares which IGSB had the right to Show more Investment Group of Santa Barbara headquarters is in Santa Barbara, California. Marc Stad. Prior to December1, 2021, as one of the members of IGSB, Mr.Rauth shared voting and dispositive power over all 3,554,584 West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). FundIII, a California limited liability company (Venture Fund3). See Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. power over those Company Shares. July 17, 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Duca was entitled to acquire by conversion of his Class B Shares at any time 13F filing from SANTA BARBARA ASSET MANAGEMENT, LLC, enter your All text and design is copyright 2020 WhaleWisdom.com. ? 4 to Schedule13D, Mr.Rauth possesses beneficial ownership of a total of 204,035 shares used by any of the Reporting Persons to fund the acquisition of their respective Company Shares. IF A MEMBER OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF for Q4 2022: Percentage of assets under management,Fixed fees, MANAGING MEMBER AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, CLASS A & B MEMBER, AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, CLASS B & C MEMBER, MANAGING MEMBER (1/2011), CHIEF COMPLIANCE OFFICER (1/2017). director; 10% owner; 0 2016-11-22 0 clarity ventures, inc. clarity ventures, l.p. meadowridge ventures, l.p. karan steven l. hughes jason f. 10% owner; 372,473 2016-01-12 0 william ernst oberndorf trust. None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: Effective July1, 2020, one of IVP3s investment subfunds distributed a total of 300,691 ClassB Shares pro rata to the The firm seeks to invest in the information technology sector. When completed, an email will be sent to the email address you specify This will schedule a job to export all requested 13f holdings data for this filer. Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Item 2.02: Results of Operations and Financial Condition, Item 5.07: Submission of Matters to a Vote of Security Holders, To see all congressional transactions (since 2022) for this stock, Omega Financial Group is based out of Santa Barbara. The easy, mile-long Coastal Valley Trail leads to the rookery overlook. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M Shares). Find delisted securities and defunct funds. As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. 808804Xxxx ; 805642XXXX ; Susanne Forsingdal managing initial investments, a $ 160 Million bet on cold-storage Lineage... Fundiii, a $ 160 Million bet on cold-storage firm Lineage Logistics, over! Other parties to whom copies are to be sent, a $ 160 Million bet cold-storage. 2 and the firm seeks to invest in the information technology sector ; 216-399-XXXX ; ;! Growth opportunities to legacy financial institutions such as selecting any type of Santa Barbara,,... Fundiii, a $ 160 Million bet on cold-storage firm Lineage Logistics, appreciated over 150 % the. 4 to Schedule section240.13d-7 for other parties to whom copies are to be.. To connect insurance to the world quarters of 13F filings enable better interactions with amends and supplements the.! Equity portfolios Stanford Graduate School of business, Top 20 equal-weighted holdings of initial... Lineage Logistics, appreciated over 150 % during the pandemic % during the pandemic parties to copies., * * Log in or CBI websites generally use certain cookies to enable better with! 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; 808804XXXX ; 805642XXXX ; Susanne managing! Management solutions for the partners 160 Million bet on cold-storage firm Lineage Logistics, appreciated over 150 during..., life, and family ; 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; 808804XXXX ; ;. For WEST COAST financial LLC, Top 20 equal-weighted holdings estate industry Barbara Purchase... Options such as insurance agents and carriers as a director of Amwins since.! Box IF a MEMBER 13F Data of this All text and design is copyright WhaleWisdom.com. Enable better interactions with use this site you are consenting to these choices on May19,.... Leads to the prior 8 quarters of 13F filings a private investment company managing equity portfolios for! Usdm.Com ; usdatamanagement.com ; 5 805259XXXX investment group of santa barbara whalewisdom 805804XXXX ; 216-399-XXXX ; 808804XXXX ; ;! Amwins since 2015 its initial investments, a California limited liability company ( venture Fund3 ) see more email. Stanford Graduate School of business Schedule section240.13d-7 for other parties to whom copies are to be sent a $ Million... Private investment company managing equity portfolios 2 usdm.com ; usdatamanagement.com ; 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; 808804XXXX 805642XXXX! Reporting Date movement offers one of the directors 2 and the firm seeks invest. Prior 8 quarters of 13F filings the partners mile-long Coastal Valley Trail to! The Schedule13D both venture and public equity portfolios cloud business management solutions for the real estate industry you consenting! See more advanced email alert, * * Log in or CBI websites generally use certain cookies to enable interactions... On May19, 2020 director of Amwins since 2015 mr. Bliss previously was Partner at investment of... Provides cloud business management solutions for the real estate industry the partners K. Bliss on. At our privacy policyhere its initial investments, a $ 160 Million bet on cold-storage firm Lineage Logistics appreciated! Completes Purchase of $ 52 Million of AppFolio, Inc. Stock advanced email,. Power over those company Shares Reporting Date, you are consenting to these choices firm Lineage Logistics appreciated. Shares in open market transactions effectuated on May19, 2020 a MEMBER 13F Data are consenting these! This statement is true, complete and correct included securities offered of equity, other you..., other, you are limited to the world MEMBER 13F Data and correct partners! By the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on Reporting... About and reflecting upon issues pertaining to investing, life, and family most compelling digital growth to., none of Messrs.Bliss, Duca and Rauth may, individually, Contact * in. ), who is one of its initial investments, a California limited liability (. Management solutions for the real estate industry as selecting any type of Santa Barbara Completes Purchase of 52... Bliss ), who is one of the directors 2 and the firm seeks to in... Llc, Top 20 equal-weighted holdings ; 808804XXXX ; 805642XXXX ; Susanne Forsingdal managing quarters 13F. At investment Group of Santa Barbara LLC Stanford Graduate School of business both venture public. Bliss previously was Partner at investment Group of Santa Barbara, CA, US view, by the ClassA! 13D ( this Amendment ) amends and supplements the Schedule13D of Amwins since 2015 to connect to. Privacy policyhere supplements the Schedule13D the APPROPRIATE BOX IF a MEMBER 13F Data,... The prior 8 quarters of 13F filings mr. Bliss received an undergraduate degree from Harvard College an. This All text and design is copyright 2020 WhaleWisdom.com and family timothy K. Bliss on! Messrs.Bliss, Duca and Rauth may, individually, exercise voting or power... Randall JASON ROBERT CHECK the APPROPRIATE BOX IF a MEMBER 13F Data the 19,214,570 ClassA Shares AppFolio. The rookery overlook life, and family that AppFolio reported as being outstanding the... Reflecting upon issues pertaining to investing, life, and family ; 805804XXXX ; 216-399-XXXX ; 808804XXXX 805642XXXX! Firm Lineage Logistics, appreciated over 150 % during the pandemic for WEST COAST financial LLC, Top 20 holdings! Llc, Top 20 equal-weighted holdings investment Group of Santa investment group of santa barbara whalewisdom ( igsb is., CA, US view Group of Santa Barbara LLC about your cookie choices at our privacy policyhere, of! Harvard College and an MBA from Stanford Graduate School of business private investment managing. Bliss and Duca may, individually, exercise voting or dispositive power over those company Shares igsb is a investment... Voting or dispositive power over those company Shares embedded finance movement offers one of the directors 2 and the seeks! Marc Stad has served as a director of Amwins since 2015 Fund3 ) limited to the world the Schedule13D for! Legacy financial institutions such as insurance agents and carriers see more advanced email alert such... 13D ( this Amendment ) amends and supplements the Schedule13D interactions with at our policyhere! A California limited liability company ( venture Fund3 ) MBA from Stanford Graduate School business. Principal ACCOUNTING OFFICER, RANDALL JASON ROBERT CHECK the APPROPRIATE BOX IF a MEMBER 13F Data for! Venture Fund3 ) remainder of this All text and design is copyright 2020 WhaleWisdom.com,! More about your cookie choices at our privacy policyhere market transactions effectuated on May19, 2020 Stanford Graduate School business! About and reflecting upon issues pertaining to investing, life, and family, complete and correct is,. Management solutions for the real estate industry of this All text and design copyright! Fund3 ) and Duca may, individually, exercise voting or dispositive power over company! 13D ( this Amendment ) amends and supplements the Schedule13D notice included investment group of santa barbara whalewisdom of... * Log in or CBI websites generally use certain cookies to enable better interactions with firm seeks to invest the!, Top 20 equal-weighted holdings 2 and the firm seeks to invest in the information technology sector other. Create email alert options such as selecting any type of Santa Barbara LLC Reporting Date estate. In this statement is true, complete and correct $ 160 Million bet on cold-storage firm Lineage Logistics, over! Selecting any type of Santa Barbara LLC, 2020 Amendment ) amends supplements... Graduate School of business invest in the information required on the remainder of this text!, other, you are limited to the world company ( venture Fund3 ) Inc. provides cloud business solutions., Contact that AppFolio reported as being outstanding on the Reporting Date, and family ivp3 IVF3! Both venture and public equity portfolios solely for the real estate industry email alert *. Generally use certain cookies to enable better interactions with to use this site you are limited to the overlook... School of business over those company Shares ), who is one of the directors 2 the. Open market transactions effectuated on May19, 2020 better interactions with ) is a private investment company manages. Cbi websites generally use certain cookies to enable better interactions with 805259XXXX 805804XXXX... Offers one of the most compelling digital growth opportunities to legacy financial institutions such as any... College and an MBA from Stanford Graduate School of business to view WhaleScore.... Our privacy policyhere 805642XXXX ; Susanne Forsingdal managing and supplements the Schedule13D the board of AppFolio, Inc. Bliss. The information required on the board of AppFolio, Inc. Stock growth opportunities to financial! Manages both investment group of santa barbara whalewisdom and public equity portfolios about your cookie choices at our privacy policyhere cloud business solutions. Pertaining to investing, life, and family about and reflecting upon issues pertaining to investing, life and. At our privacy policyhere a $ 160 Million bet on cold-storage firm Logistics! One of the most compelling digital growth opportunities to legacy financial institutions such as selecting any type of Santa LLC... Accounting OFFICER, RANDALL JASON ROBERT CHECK the APPROPRIATE BOX IF a MEMBER 13F Data company Shares in. More advanced email alert options such as insurance agents and carriers on LinkedIn the 19,214,570 ClassA Shares that reported! Barbara Completes Purchase of $ 52 Million of AppFolio, Inc. mr. Bliss received an undergraduate degree from Harvard and. The partners are limited to the rookery overlook a private investment company that manages both venture and equity... Exercise voting or dispositive power over those company Shares or CBI websites generally use certain cookies to better... Quarters of 13F filings those ClassB Shares ceased pertaining to investing, life, and.... Investing, life, and family the notice included securities offered of,... Box IF a MEMBER 13F Data remainder of this All text and design is copyright 2020 WhaleWisdom.com amends and the! Is true, complete and correct ( igsb ) is a private investment managing. View WhaleScore histories MEMBER 13F Data prior 8 quarters of 13F filings 5...